Built for trading firms entering and operating in Hong Kong.
Our clients are trading institutions at every stage of the Hong Kong journey — brokers, futures, proprietary and dealing firms arriving, applying, and running a licensed business.
Firms entering Hong Kong
Overseas brokers, futures firms and asset managers setting up a Hong Kong presence — company incorporation, the SFC / MSO / TCSP licence application, and Responsible Officer arrangements.
Market entry · new licenceLicensed firms needing compliance
SFC-licensed brokers and futures firms that need ongoing compliance advisory, a fully outsourced compliance officer, regulatory filings, or preparation for an SFC on-site inspection.
Ongoing · outsourced complianceTrading institutions building capability
Dealing desks and trading firms that need a risk framework for the book, or self-built trading and IT infrastructure that meets SFC technology and cybersecurity requirements.
Risk · trading technologyHow an engagement begins.
A short, deliberate path from first conversation to working relationship.
Introduction
A first conversation to understand where you are and what regulated outcome you are working toward.
Scoping
We map the gap — the licence you need, the compliance to stand up, the risk or technology to build — and what it will take.
Proposal & plan
A clear scope, timeline and owner for each piece, drawn from work we have done before with the regulator.
Delivery
We execute — application, framework, filing or system — and, where you want it, keep the function running afterwards.
Let’s find the right way to work together.
Whether you are arriving in Hong Kong, applying for a licence, or strengthening a firm that already holds one, a short conversation is the fastest way to see the fit.
Start a conversation